Investment Assessment

First Name *

Email *

1) How concerned are you about our current market environment? *

2) How closely do you watch and follow the markets? *

3) How much trading do you do personally? *

4) How aware are you of how well your portfolio is performing? *

5) Do you understand how your portfolio connects to your life and objectives? *

6) Do you do any planning with your investments? (Tax, Charitable, Roth) *

7) How well do you trust your investment advisor's expertise & results? *

8) How much does your investment advisor put your interests ahead of his/hers? *

9) How satisifed are you with the frequency of meetings with your advisor? *

10) How well integrated is your financial team (CFP, CPA, Atty, Ins, …) to each other? *

11) How confident are you in every member of your financial team? *

12) How often do you look at your accounts / risk / performance? *

13) Which do you value more...taking risk or protecting principal? *

14) Are there legacy accounts / investments that are unattended that need direction? *

15) What is lacking in your current investment structure and relationships? *

16) Other Comments